The compliance jobs report starts this week with word that the head of compliance at Och-Ziff has departed, after helping her firm wrap up one of the larger FCPA enforcement actions of 2016. We also have a slew of gossip about who might help run the SEC, and new compliance appointments at General Cable, Air…Read More
Some lucky corporate whistleblower received $4 million from the Securities and Exchange Commission today, the first whistleblower award issued under the Trump Administration—with an added layer of mystery about whether the award was based on a sanction imposed by a non-financial regulator. As usual, we don’t know much about the case. According to the SEC’s…Read More
Attorney General Jeff Sessions promised yet again Monday to enforce the FCPA and other anti-corruption laws, in a wide-ranging speech meant to win over corporate compliance officers curious about how seriously the Trump Administration will take corporate misconduct. Sessions spoke to an audience of several hundred at the Ethics & Compliance Initiative’s annual conference in…Read More
This week’s Compliance Jobs Report kicks off with a new chief compliance officer at Lincoln Financial (yay) who reports to the general counsel (aww…). We also have news from Conifer Health, Uber, and BNP Paribas; plus a slew of work anniversaries and a kooky announcement from SAI Global. Read on. I gather these bits of…Read More
Technically, Radical Compliance is the personal blog of Matt Kelly, long-time writer and observer of the corporate compliance and GRC scene. I was a writer, editor, and publisher at Compliance Week, 2003 through 2015; some of you may know my from my career there. I also speak frequently at compliance conferences and other events, and will pretty much shoot the breeze on any compliance topic with anyone who asks.