News

Compliance Jobs Report: May 3

compliance jobs

The Compliance Jobs Report begins this week with an update on Swedbank, which has reshuffled a few people amid its turmoil. Sumitomo Bank has also tapped someone to help with its AML compliance woes. Other news from Walmart, Coinbase, and ITE Group, plus a dream job for Canadians in risk assurance. And our Meme of…

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Podcast: The Chief Risk Officer Role

risk

We have another Radical Compliance podcast to start the week, this time catching up with those folks at Deloitte who recently published a report urging companies to do a more disciplined job with enterprise risk management. The report, published two weeks ago, surveyed 500 senior executives at large U.S. firms across a range of industries.…

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Questions on KPMG Compliance Survey

KPMG just published a survey of chief compliance officers that’s chock full of numbers and charts telling where CCOs plan to take their compliance programs in 2019. It’s well worth your time to read — although, to my reading, some of the findings don’t quite add up. The survey polled 220 chief compliance officers at…

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Compliance Jobs Report: April 19

compliance jobs

Another huge Compliance Jobs Report this week! The long-time head of compliance at Ford has gone to La-Z-Boy, and we have other compliance moves at NYC Housing Authority, KBR, Pearson, ADM, and more. Ameren Corp. is looking for its first-ever CCO. And our Meme of the Week goes out to everyone sharing compliance metrics across…

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Three Ideas on Codes, Policies, and Tech

code

Ethisphere has published a report looking at common practices in transparency, codes of conduct, and written policies among firms on its 2019 World’s Most Ethical Companies list, and compliance officers may want to give it a read as you ponder how to keep your programs responsive to current challenges. The report reviews issues such as…

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Survey on Chief Risk Officers

risk

Deloitte has a new study out this week on the importance of corporate risk management systems. It finds that companies spending more on risk management — investing more dollars, embedding risk management principles across the whole enterprise — tend to fare better than their rivals. That’s not news to internal audit executives or directors of…

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Compliance Jobs Report: April 12

Compliance jobs

The Compliance Jobs Report this week has CCOs hired or promoted at Broward Health, Encore Capital, Allergan, Slalom, Bollore, and many more. The head auditor at Citi has taken an operations role; lots of vendor gossip this week too, and our Meme of the Week goes out to all the hotline managers. I gather these…

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Trump Grabs at Rulemaking

rulemaking

The Trump Administration launched a new plan Thursday to bring federal rulemaking under more direct White House control, where all proposed rules — including those from independent agencies such as the SEC, which historically have had more rulemaking freedom — will be subject to review from White House officials. The Office of Management and Budget…

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Lessons in Whistleblower Protection

retaliation

One last dispatch from the HCCA conference this week: I dropped into a discussion led by a whistleblower, who discovered a $2 million embezzlement fraud while working as a university professor. Her story was gripping and vivid — and raised several powerful points about how people, compliance functions, and large enterprises should all work together.…

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Dispatches From HCCA Conference

hcca

The Health Care Compliance Association is hosting its annual conference this week — and hosting it in Boston, hometown of Radical Compliance, so we’ve been on scene all week to hear keen compliance insights and score some free food. As usual, we’ve pulled together a selection of social media posts so those not attending can…

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