Compliance jobs

Compliance Jobs Report: Nov. 17

By Matt Kelly | November 17, 2017 | 0 Comments

This week’s Compliance Jobs Report begins with yet more regulatory turnover in Washington. We also have news about the hunt for a new COSO chairman, compliance personnel moves at Raymond James and elsewhere; plus job openings at Stericycle, JP Morgan, and even the SEC itself. Read on… I gather these bits of information from LinkedIn,…

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risk officer

SEC Looking for Chief Risk Officer

By Matt Kelly | November 16, 2017 | 0 Comments

Audit and risk professionals with a yearning for public service at a good salary, you have a new option: the Securities and Exchange Commission is looking for its first-ever chief risk officer. The agency posted the job this week. Salary is $185,000 to $245,000, which is on par with what CROs earn in the private…

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whistleblower award

Italy Enacts Whistleblower Protection Law

By Matt Kelly | November 15, 2017 | 0 Comments

This just in from the Rome bureau: Italy has passed a whistleblower protection law, bringing the country one step closer to modern anti-corruption standards taking root across Europe. We don’t have all the details yet because, alas, I don’t speak Italian. But a trusted compliance source in Rome alerted me to this article in the…

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How Compliance & Audit Can Add Value

By Matt Kelly | November 14, 2017 | 0 Comments

This week I’m attending SuperStrategies, a conference for corporate audit executives run by the MIS Training Institute. MISTI likes to focus on leadership strategies for corporate audit, security, and risk management leaders, with a smattering of compliance officers hanging around, too. So let’s talk about successful leadership in an audit, risk, or compliance function, since…

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compliance

Compliance Lessons in Cardinal Governance Fight

By Matt Kelly | November 13, 2017 | 0 Comments

We have an update to that corporate governance drama at Cardinal Health, where the Teamsters were trying to strip the CEO of his role as board chairman, and cited excessive pay to the company’s chief compliance officer as evidence of poor leadership. Their campaign worked. Granted, their shareholder proposal failed to win a majority at…

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compliance jobs

Compliance Jobs Report: Nov. 10

By Matt Kelly | November 10, 2017 | 0 Comments

The Compliance Jobs Report starts this week with lots of movement among regulatory agencies, including rumors of a new compliance counsel at the Justice Department. We also have personnel moves at Bank of America, MetLife, Intel, Acer Therapeutics— and MetricStream just raised a boatload of investment cash. Read on… I gather these bits of information…

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DOJ Penalty Policy Under Review

By Matt Kelly | November 9, 2017 | 0 Comments

The Justice Department is reconsidering how it imposes monetary penalties for corporate misconduct, so that parallel investigations happening with other regulators don’t pile on the pain unnecessarily, the deputy attorney general said Wednesday. Deputy AG Rod Rosenstein made those remarks during a wide-ranging speech in New York. He also said he hopes to avoid putting…

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The Undercurrents Roiling Congress This Morning

By Matt Kelly | November 8, 2017 | 0 Comments

By now most Americans don’t remember James Thompson, a civil rights lawyer in Kansas. He was the Democrat who lost a special election there in April, to fill a congressional seat vacated when the incumbent congressman, Mike Pompeo, took a job leading the CIA. Thompson received only 46 percent of the vote on that April…

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Future of the ‘Effectiveness Questions’

By Matt Kelly | November 6, 2017 | 0 Comments

The other day a compliance officer asked me an interesting question: What’s going to happen to the Justice Department’s guidelines for evaluating the effectiveness of compliance programs? After all, the Trump Administration talks all the time about streamlining regulation. Deputy attorney general Rod Rosenstein has given a series of speeches this fall promising reviews of…

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Compliance jobs

Compliance Jobs Report: Nov. 3

By Matt Kelly | November 3, 2017 | 0 Comments

This week the Compliance Jobs Report has good news for two budding SEC commissioners and the agency’s FCPA unit chief; personnel moves at Amazon, Wells Fargo, Allergan, and elsewhere; plus a bunch of work anniversaries to celebrate. We also have two job posts, including one from the most prominent company in Long Island. Really. I…

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About Us

Technically, Radical Compliance is the personal blog of Matt Kelly, long-time writer and observer of the corporate compliance and GRC scene. I was a writer, editor, and publisher at Compliance Week, 2003 through 2015; some of you may know my from my career there. I also speak frequently at compliance conferences and other events, and will pretty much shoot the breeze on any compliance topic with anyone who asks.

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