mylan

Compliance officers often worry about the threat of siloed risk management, where one part of the enterprise is addressing a risk without keeping other parts fully informed. The Securities and Exchange Commission recently served up a good example of how that threat comes to pass, in the case of Mylan and its improper charges for…

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compliance committee

Chief compliance officers tend to serve on lots of committees: a compliance risk committee, investigation committees, emerging risk task forces, and so forth. As one compliance officer told me, “I live for the conference table.” So today let’s look at some wise practices for managing committees. Lately I’ve been reading Passion for Leadership by former…

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