Posts Tagged ‘whistleblowers’

Retaliation Against CCOs: Three Tales

retaliation

Compliance officers deal with claims of whistleblower retaliation all the time. Today we’re going to recap three examples much closer to home — compliance officers pressing claims of retaliation themselves. We hear those stories from time to time: a compliance officer reports some concern to management (otherwise known as doing your job), and management responds…

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BlackRock Pushes Culture, Policy Questions

culture

Annual meeting season gets underway soon, and that means boards of directors meeting with powerful shareholder groups. This year’s season promises to be a bit different, as those investor groups ask pointed questions to boards about corporate culture and whistleblower retaliation. Ethics and compliance officers might want to consider the role they can play here.…

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Supreme Court Whistleblower Ruling, Already in Play

retaliation

Well, we have our first instance of a company citing last month’s Supreme Court ruling against Dodd-Frank whistleblower protections to argue against a whistleblower retaliation award. Bio-Rad Laboratories, ordered last year to pay $11 million in a whistleblower retaliation lawsuit, was back in court earlier this week arguing that its damages should be cut by…

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16 Tweets About One Whistleblower Ruling

retaliation

As most compliance officers know by now, this week the Supreme Court handed down a ruling that narrowed the scope of whistleblower protections allowed under the Dodd-Frank Act. Yesterday I broke usual form and talked about the ruling, Digital Realty Trust v. Somers, via “tweetstorm.” Without further delay, here are the tweets again for anyone…

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A Word From SEC on Accountability

ethical

This week the AICPA is holding its annual conference on Current SEC and PCAOB developments. This is the big industry event for financial reporting and compliance professionals. And, thankfully, we also have a great speech from one SEC official on the importance of ethics and accountability.  The official in question is Ryan Wolfe, senior associate chief…

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Italy Enacts Whistleblower Protection Law

whistleblower

This just in from the Rome bureau: Italy has passed a whistleblower protection law, bringing the country one step closer to modern anti-corruption standards taking root across Europe. We don’t have all the details yet because, alas, I don’t speak Italian. But a trusted compliance source in Rome alerted me to this article in the…

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More Compliance Lessons From HHS Dept.

compliance

Rarely do we need a follow-up post about scandal in the government world, with even more lessons for compliance officers—but hats off to the Department of Health and Human Services, which nailed it with a recent, ill-advised foray into compliance training. Just last week we had our first post, about the misconduct of now-former HHS…

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