The Securities and Exchange Commission seems to be introducing new wiggle room in the proposed overhaul of its whistleblower awards program, with chairman Jay Clayton publishing a statement supposedly mistaken perceptions of the proposal have had “a salutary effect” on the agency’s thinking. The statement is a bit weird, so let’s take it from the…Read More
This week I had the privilege of moderating a forum in New York for ethics and compliance officers who wanted to talk about an idea that makes tremendous sense: CCOs serving on corporate boards. After all, regulators increasingly want companies to embrace a culture of compliance that avoids corporate misconduct in the first place, or…Read More
The Compliance Jobs Report has news of a compliance resignation at GitLab (weird story there), plus compliance hires at Palo Alto Networks, Christian Dior, and TravelPort. We have some vendor news about internal hotlines, some work anniversaries, and a posting for the toughest CCO job you’ll ever love. I gather these bits of information from…Read More
Financial Executives International is hosting its annual Corporate Financial Reporting Insights conference in New York this week, a who’s who of financial reporting regulators, executives, and other thought leaders. Radical Compliance couldn’t attend FEI in person this year, so as usual, we’ve collected a bundle of dispatches from social media to call out interesting points…Read More
Technically, Radical Compliance is the personal blog of Matt Kelly, long-time writer and observer of the corporate compliance and GRC scene. I was a writer, editor, and publisher at Compliance Week, 2003 through 2015; some of you may know me from my career there. I also speak frequently at compliance conferences and other events, and will pretty much shoot the breeze on any compliance topic with anyone who asks.