Last week I spoke on a webinar about the role that compliance officers should play in helping to guide a firm’s electronic communications. After all, coronavirus has forced tens of millions to work remotely, so the use of “collaboration tools” such as Slack, Zoom, Microsoft Teams, and similar apps is soaring. Well, what are the…
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The Compliance Jobs Report this week has new hires at Visa, Google, and Sumitomo Mitsui, among other places. Also a bevy of promotions to note, and LRN has hired a new chief executive. We have job openings from Boston to Los Angeles, and our Meme of the Week goes out to anyone who received a…
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The Securities and Exchange Commission has, at long last, updated the rules for its whistleblower awards program. Among the changes: a presumption toward more generous awards at the lower end of the pay scale, restrictions on people who abuse the tipster process too often, and faster disposal of would-be tips that don’t meet the awards…
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The anti-money laundering compliance crowd should pull out your tablets and create several free hours on your schedule today. The same investigative reporters who delivered the Panama Papers in 2016 just dropped another mammoth exposé, this time looking at 20 years’ worth of failed AML compliance at five large banks. Known as the FinCEN Files,…
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Technically, Radical Compliance is the personal blog of Matt Kelly, long-time writer and observer of the corporate compliance and GRC scene. I was a writer, editor, and publisher at Compliance Week, 2003 through 2015; some of you may know me from my career there. I also speak frequently at compliance conferences and other events, and will pretty much shoot the breeze on any compliance topic with anyone who asks.