The Securities and Exchange Commission has released updated plans for its rulemaking agenda, with new proposals on climate change, corporate share buybacks, and insider stock sales coming soon; followed by plans to revisit rules adopted during the Trump Administration on whistleblower awards, shareholder proposals, and disclosure of payments companies make to foreign governments for mining…
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So there I was the other day, talking to one of the many tech vendors in this field, when our conversation turned to a perpetually puzzling question: Why is the relationship between compliance and cybersecurity so difficult to get right? After all, my acquaintance and I lamented, cybersecurity has been one of the top corporate…
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This week the Compliance Jobs Report has personnel news from Guardian Life, Apple, General Motors, Bitstamp, and lots of others; we also have a whistleblower startup raising investment cash, and job openings from restaurants to cryptocurrency to logistics. Our Meme of the Week goes out to policy management mavens. As always, thank you to all…
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The costs of financial crime compliance jumped sharply in 2020, as Covid-19 complications caused a host of challenges and forced lots of compliance officers to spend more money on labor, according to a new report from LexisNexis Risk Solutions. The report surveyed more than 1,000 compliance officers at financial firms around the world, and provides…
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Technically, Radical Compliance is the personal blog of Matt Kelly, long-time writer and observer of the corporate compliance and GRC scene. I was a writer, editor, and publisher at Compliance Week, 2003 through 2015; some of you may know me from my career there. I also speak frequently at compliance conferences and other events, and will pretty much shoot the breeze on any compliance topic with anyone who asks.