compliance jobs

Another gut-busting Compliance Jobs Report this week! We have news from the regulatory world, the head of compliance at Walmart leaving, a bunch of compliance moves in the healthcare world, some job openings to note — and our first-ever compliance officer sex tape scandal! As always, thank you to all the compliance people sending me…

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Another day, another report looking at challenges of third-party risk management. This time the report is from software firm Prevalent, and it’s worth some attention for the conflicting perceptions about third-party risk that it calls out. Foremost, the report is interesting because it defines third-party risk as a cybersecurity and supply chain issue, rather than…

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covid

Well this is nothing to sneeze at: OSHA inspectors just threatened the owner of a Massachusetts tax preparation firm with a $136,000 fine for prohibiting her employees from wearing masks on the job. It’s the largest fine OSHA has ever proposed for poor COVID-19 practices, and far larger than anything we saw during the Trump…

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fraud

Looking for some benchmarking data for how you should structure your anti-fraud training program and what it should contain? Fear not, a new survey from the Association of Certified Fraud Examiners has you covered.  The ACFE published its survey over the weekend, after polling more than 1,700 anti-fraud professionals around the world earlier this year.…

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compliance jobs

Largest-ever Compliance Jobs Report this week! We have a few new hires in the payments world, new hires at Levi Strauss, Cummins, Instacart, Northwestern Mutual, Uber, and the folks who make Purell; and lots more. Job openings in cable TV, insurance, and animal health technology, plus our Meme of the Week. As always, thank you…

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cybersecurity

We have another report on cybersecurity threats this week, one that demonstrates just how difficult it is for large organizations to address this risk effectively — because while the vulnerabilities themselves are squarely a CISO’s concern, the damage they can cause is very much a regulatory compliance problem. The report comes from Onapsis, a cybersecurity…

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inspection

The PCAOB plans to shake up how it will inspect audit firms this year, with a specific focus on how the pandemic has challenged financial reporting and audit risks and a promise to “reduce the predictability” of this year’s inspections.  The agency published a staff alert on Tuesday outlining its priorities for 2021 inspections, so…

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Credit Suisse

Today in news that should surprise nobody: Credit Suisse is mulling whether to remove its chief risk and compliance officer, after months of the Swiss bank stumbling from one surprise scandal to another.  The executive in question, Lara Warner, has been in that combined risk and compliance role since Credit Suisse consolidated the two functions…

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compliance jobs

The Compliance Jobs Report this week starts with a wave of notable retirements, but fear not, we also have hires and promotions at Knock, State Street, the IMF, the Commerce Department, and lots more. A few work anniversaries to note, and job openings in emergency services, cybersecurity, and booze. Our Meme of the Week goes…

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SPACs

The Securities & Exchange Commission is stepping up its warnings about special purpose acquisition companies, with a new statement today walking through the internal control and governance concerns that SPACs and the private businesses they acquire are obligated to meet.  SPACs, also known as blank-check companies, are all the rage on the capital markets these…

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