Compliance Jobs Report: Dec. 2

compliance jobs

The Compliance Jobs Report never stops! This week we have personnel updates at Diebold, PwC, Airbus, T-Mobile, and many more. Also a few workplace anniversaries to note; job leads in pharma, tractors, and subways; and Meme of the Week goes out to tight budgets.  As always, thank you to all the compliance people sending me…

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Justice Dept. Rehashes FCPA Efforts

fcpa

All you compliance professionals who like to hang on every word the Justice Department utters, pull up a chair! One of the department’s senior officials delivered a speech in Washington today that recapped all the messages we’ve heard this year. Nicole Argentieri, acting principal deputy assistant attorney general (the APDAAG? Have the acronyms in our…

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Compliance Jobs Report: Nov. 25

compliance jobs

Of course we have a Thanksgiving edition of the Compliance Jobs Report! As you digest all that turkey, peruse our updates from TikTok, Twitter, Oxford University Press, Boston Scientific, Superior Energy, and many more. Job leads this week in banking, broadcasting, and medical waste; and lots more news too. As always, thank you to all…

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The One Super-Big Lesson of FTX

FTX

People keep asking me what lessons the compliance and audit community might learn from the spectacular collapse of cryptocurrency platform FTX Corp. The more I contemplate FTX’s shortcomings, however, the more I believe the answer to that question is simply “all of them.”  Just read the bankruptcy petition filed on Nov. 17 by newly named…

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Compliance Jobs Report: Nov. 18

compliance jobs

Another big Compliance Jobs Report this week! Compliance hires at Dollar Tree, Syneos Health, Wing, Remitly, and more; promotions from CCO to general counsel at Buzzfeed and American Financial — and one audit professional under arrest! We also have work anniversaries to note, and job leads in healthcare, education, and girls’ empowerment. As always, thank…

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SEC Eyes More Use of Penalties

penalties

Brace yourselves, compliance officers: the head of enforcement at the Securities and Exchange Commission delivered a speech today promising a continued emphasis on monetary penalties as part of corporate settlements, until people and corporations “realize that compliance with securities laws is cheaper than violating them.”  SEC enforcement director Gurbir Grewal delivered his remarks at the…

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A GRC Analysis of FTX Implosion

FTX

I try to avoid writing about the cryptocurrency business because it’s such an isolated field, led by oddballs and filled with esoteric operations not really relevant to compliance professionals here in the non-crypto world. The bankruptcy of crypto exchange FTX, however, is an exception — a story that’s flat-out crazy, with compliance lessons galore. For…

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Governance Gone Wrong, Wrong, Wrong

governance

Compliance officers talk all the time about ESG issues these days, but rarely do we have a chance specifically to explore the governance challenges that fall within that broad realm. Now we have three examples of governance gone wrong to consider, all within the space of one week. First is Tysons Foods, whose namesake CFO…

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Compliance Jobs Report: Nov. 11

Compliance jobs

Another week with lots of items for the Compliance Jobs Report. We have news from Pepsico, Twitter, VMWare, Traton Group, and more; plus a bundle of work anniversaries to note and job leads in payments, manufacturing — and dating! Meme of the Week goes out to Elon, of course. As always, thank you to all…

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NY-DFS Proposes Updated Cyber Rule

cybersecurity

Big news for audit and GRC professionals in the financial services world: the New York Department of Financial Services has proposed numerous updates to its Cybersecurity Rule, which would place more responsibilities on the CISO and impose more exacting standards for cybersecurity policies, procedures, and other control activities.  The Department of Financial Services (DFS) unveiled…

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