Compliance Amid ‘Aggravating Circumstances’

Aggravating circumstances

Today let’s return to some issues raised during last week’s ACI conference about FCPA enforcement. Speakers offered a few examples of when the Justice Department might still press for vigorous prosecution (rather than a straightforward declination), and compliance officers have much to consider here.  For starters, let’s remember that the Justice Department announced new, more…

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Compliance Jobs Report: Nov. 21

Compliance jobs

This week the Compliance Jobs Report has new hires at Convatec, Wise, TikTok, Zoll Medical, Fidelity Investments, and elsewhere; plus departures at Volkswagen and Raytheon. A bunch of promotions to note too, as well as job leads in credit cards, pharmaceutical sales, and higher education. Meme of the Week goes out to Ye Olde AI…

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Notes on Future of SOX Compliance

sox compliance

This week I’m attending the annual user conference for Workiva, maker of software for internal audit and GRC teams. This means, of course, that artificial intelligence is all over the agenda and everyone is talking about how AI will transform internal control and SOX compliance. Let’s review the notes I took. One point that came…

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Compliance Jobs Report: Sept. 5

Compliance jobs

This week the Compliance Jobs Report has personnel news from the World Economic Forum, MUFJ, Ralph Lauren, American Express, Boehringer Ingelheim, Roku, and lots more. Job leads this week are in energy, credit cards, and Caribbean cruises; and Meme of the Week goes out to fans of The Office! We also take any other gossip…

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Compliance Jobs Report: Aug. 8

compliance jobs

The Compliance Jobs Report is back from vacation, and as always we have lots of news. New hires at Radiance Technologies, Fidelity National, RTX, Diageo, PayPal, Rio Tinto, AAR, and more; plus promotions at Albemarle, Klarna, Airbus, Intel, and elsewhere. Our job leads are in defense, higher ed, and social services; and Meme of the…

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Compliance Jobs Report: July 18

compliance jobs

This week we have new compliance hires at Cushman & Wakefield, Galderma, American Express, Deutsche Bank, Las Vegas Sands, and more; also promotions at Family Dollar, WeWork, Heineken, Rolls-Royce, and elsewhere. Job leads are in consulting, conservation, and plaid products; plus our Meme of the Week!  We also take any other gossip you might have,…

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Compliance Jobs Report: Apr. 11

Compliance jobs

The Complaince Jobs Report this week has new hires at Boston Pharmaceuticals, FNB Corp., a few big European firms, and elsewhere; plus notable promotions at AbbVie, Pepsico, Gilead Sciences, Microsoft, and more. Job leads are in manufacturing, healthcare, and online travel services. Meme of the Week goes out to our frenemies in legal! Always remember…

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Compliance Jobs Report: April 4

compliance jobs

Tariffs may be putting the world through the blender, but the Compliance Jobs Report marches on. This week we have news from Novartis, Northeastern University, IBM, Fannie Mae, Sutter Health, Vanguard, and more. We also have another compliance consulting firm launched; job leads in social services, online payments, and medical devices; plus Meme of the…

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Compliance Jobs Report: Mar. 14

Compliance jobs

Another Compliance Jobs Report full of news, this week with updates from Scout Motors, Cox Enterprises, Apple, Nidec Motors, Gilead Sciences, Jumeirah, Pfizer, and elsewhere. New jobs, promotions, compliance folks joining consulting firms or vice-versa; we have it all. Job leads are in data analytics, healthcare, and audit firms; and don’t forget Meme of the…

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Study Warns on Ethical Culture Disconnect

corporate culture

LRN released its annual compliance program effectiveness report last week, which is always worth a read to understand the challenges of holding your corporate culture together and driving it forward in a unified way. One big issue in this year’s report: a perceptions gap on ethical culture that exists between senior executives and other employees.…

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