Search results for: wells fargo
Compliance Jobs Report: May 24
This week the Compliance Jobs Report has a changing of the compliance guard at Wells Fargo, a new head of compliance at the NRA, and other new hires at Syneos Health, FARO Technologies, Invesco, and more. We also have a slew of promotions to note, and job leads in manufacturing, cars, and consulting. Always remember…
Read MoreScorching Report on FDIC’s Flawed Culture
The Federal Deposit Insurance Corp., one of the primary banking regulators in the United States, has released a blistering report about the agency’s own failure to uphold a culture of compliance, workplace respect, and accountability. Ethics and compliance professionals have so much to digest here we’ll need to explore it all over the course of…
Read MoreCompliance Jobs Report: Jan. 5
Welcome to our first Compliance Jobs Report of 2024! This week we have news from Binance, Walmart, Wells Fargo, Bristol Myers Squibb, Amazon, and more. We also have job leads in telecommunications, imaging technology, and life sciences; and Meme of the Week goes out to would-be whistleblowers. Always remember that we need your help to…
Read MoreCompliance Jobs Report: Dec. 8
The Compliance Jobs Report this week has a few updates from Walmart, plus other personnel gossip at Goldman Sachs, Wells Fargo, McKesson, and elsewhere. We have some party pics to share; job leads in insurance, clean energy, and rainforests; and Meme of the Week goes out to climate change! Always remember that we need your…
Read MoreCompliance Jobs Report: Nov. 10
This week the Compliance Jobs Report has compliance officers on the move at Balfour Beatty, Dollar Tree, Panasonic, Abbott, and plenty more! We also have a few career milestones to celebrate; job leads in fintech, pharmaceuticals, and real estate; and our Meme of the Week goes out to veterans. Always remember that we need your…
Read MoreSolarWinds, Part II: This Is Not New
Today we continue our look at that lawsuit filed by the Securities and Exchange Commission against SolarWinds and its CISO for poor disclosure of the company’s cybersecurity issues. As unsettling as this case might be for compliance and audit professionals, is it really a ground-breaking moment in securities enforcement? Perhaps not. Let’s first appreciate what…
Read MoreMessaging Crackdown Continues
Securities regulators sanctioned another dozen Wall Street trading houses on Tuesday for employees’ usage of unauthorized messaging systems. They are the latest targets in an ongoing crackdown over the practice, and further proof that management teams need to take this issue seriously. The Securities and Exchange Commission sanctioned 11 firms, imposing a total of $289…
Read MoreMore on Auditors and Compliance Violations
Today let’s return to that proposal to have audit firms look more aggressively for compliance and legal violations at their client companies. One of my spies in the audit world recently provided me a glimpse into his firm’s preliminary discussions about this idea — and their concerns are well worth compliance and internal audit professionals’…
Read MoreCompliance Jobs Report: July 14
The Compliance Jobs Report is back from vacation, with lots of news as usual! We have a personnel shakeup at the Justice Department’s FCPA Unit; plus promotions or new hires at Unisys, CF Industries, Christian Dior, Las Vegas Sands, and many more. We also have news from the vendor world, job leads in health products,…
Read MoreBank of America Nailed on Bogus Accounts
Astonishing: Bank of America has agreed to pay more than $150 million to settle civil charges that its employees engaged in various unethical practices with customers in the 2010s, including allegations that Bank of America had its own unauthorized customer account scandal — one that continued for years after Wells Fargo was nailed for the…
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