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Insights From Navex Benchmarking Report
Navex Global has published its latest annual ethics & compliance benchmarking report, a deep dive into all sorts of activities and priorities among corporate compliance programs. It’s a great document to help compliance officers place their own issues in larger context, so let’s take a look at what Navex had to say. Typically Navex publishes…
Read MoreCompliance Jobs Report: Dec. 21
The Compliance Jobs Report this week has personnel moves at AIG, Deutsche Bank, Schlumberger, and several other companies. The SEC is losing a great mid-level official, EFG Bank lost its head of investigations, and a fintech firm under scrutiny is (shocker) looking for regulatory counsel. Our Meme of the Week goes out to all you…
Read MoreCompliance Jobs Report: Sept. 21
The Compliance Jobs Report this week starts with new regulator appointments at Treasury; Walmart re-assigning a few ethics & compliance folks; Medtronic losing its ethics and compliance lead for Far East; a wave of GRC vendor news; and a CCO job opening with plenty of boom to it. Our meme of the week goes out…
Read MoreCompliance Jobs Report: July 28
A busy week for the Compliance Jobs Report, even in the July vacation season! The head of compliance at Snap has received a field promotion to general counsel; and the chief compliance officer at DaVita Healthcare may be heading to the Justice Department. We also have news from AB InBev, Uber, CHS, Pfizer, and more.…
Read MoreCompliance Officers on the Move: Feb. 24
This week’s compliance jobs report has a few bits of news about planning for regulatory reform: who on Team Trump might help plan it, and how the banking world is staffing up to respond to it. GRC software vendors were also busy this week, and Viacom is hiring for possibly the most interesting compliance job…
Read MoreAmazon.com Launching New ERM Effort
Spotted on the Internet this weekend: Amazon.com is looking for a program manager to join a newly formed enterprise risk management team—which means, of course, that Amazon has a newly formed ERM team. That’s news to me. The job description says Amazon wants to create a new, centralized ERM function that acts as an adviser…
Read MoreRegulatory Agencies
Regulatory Agencies This page lists various regulatory agencies (and useful pages therein) that strike me as ones that compliance and audit executives should bookmark. If you have any suggestions, please email me at [email protected]. Financial Reporting Regulators SEC Division of Corporation Finance SEC Division of Corporation Finance: Comment Letters SEC Division of Enforcement SEC Division of Enforcement:…
Read MoreAssessing the TCO of Your GRC Tech Project
Implementing GRC technology is probably one of the least pleasant tasks compliance officers have to do. I have literally had one compliance officer call me to complain, “We were using Vendor A, and they stunk, so we’re trying Vendor B,” followed by another compliance officer who said, “We were using Vendor B, and they stunk,…
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