Compliance jobs

Compliance Jobs Report: Dec. 13

By Matt Kelly | December 13, 2024 |

Lots of news in the Compliance Jobs Report this week. We have changings of the guard at Liberty Mutual and Toyota, a new CCO at Edward Jones, new hires at RTX, Medexus, and elsewhere; plus a slew of promotions at other companies. Job leads are in pharma, healthcare, and financial services; and Meme of the…

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pcaob

PCAOB Points to Audit Progress

By Matt Kelly | December 12, 2024 |

The head of the Public Company Accounting Oversight Board launched a charm offensive this week, praising audit firms for falling rates of deficient audits and stressing that the PCAOB plays an important role in investor protection. I’m sure Republicans’ anti-PCAOB mood these days was just a coincidence. Erica Williams, chair of the PCAOB, spoke Wednesday…

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compliance

Compliance Program Priorities That Endure

By Matt Kelly | December 10, 2024 |

’Tis the season for speeches from Justice Department officials, as they reflect on the year’s enforcement activity — and these days, try to establish some sense of continuity even as the incoming Trump Administration portends a very different approach to corporate compliance and regulatory enforcement. Which brings us to a Justice Department speech delivered late…

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enforcement

Questions for Incoming SEC Chairman

By Matt Kelly | December 9, 2024 |

Last week President-elect Trump said he will nominate Paul Atkins to be the next chairman of the Securities and Exchange Commission. Now compliance and audit professionals can start considering how an Atkins-led SEC will shape corporate compliance for the next few years, and there are lots of questions to contemplate here.  Start with the biographical…

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compliance jobs

Compliance Jobs Report: Dec. 6

By Matt Kelly | December 6, 2024 |

The Compliance Jobs Report this week has new hires at TD Bank, Western Union, Green Dot, BioNTech SE, Fidelity, and lots more. We have a bunch of promotions and workplace anniversaries to note too, and job leads are in consulting, higher ed, and drones. Meme of the Week goes out to Squid Games! Always remember…

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fcpa

Double Blast of FCPA News

By Matt Kelly | December 5, 2024 |

Keep up, compliance officers! A subsidiary of global consulting giant McKinsey agreed today to pay $122.8 million to settle FCPA charges in South Africa; and the Justice Department says it might allow some companies currently under corporate integrity agreements to exit those agreements early.  Those are very different news stories, so we’ll take each one…

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AI

FTC Strikes Again on AI Controls

By Matt Kelly | December 3, 2024 |

The Federal Trade Commission has dinged a California business for making misleading statements about the accuracy of facial-recognition technology that the company sells — yet another enforcement action over artificial intelligence that offers numerous lessons for corporate compliance and audit professionals. The company in question is IntelliVision Technologies, a subsidiary of Nice North America, which…

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Adani

Four Reasons to Watch the Adani Case

By Matt Kelly | December 2, 2024 |

Sometimes a tale of corporate corruption comes along that perfectly captures all the issues that ethics and compliance professionals face in our line of work. Such is the case with the Adani Group, and compliance officers everywhere should watch it closely; it could be a hugely telling case for corruption enforcement in 2025.  By now…

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compliance jobs

Compliance Jobs Report: Nov. 29

By Matt Kelly | November 29, 2024 |

What better way to spend Thanksgiving than by reading the Compliance Jobs Report? This week we have a departure at Johnson & Johnson, promotions at TD Bank and Lucid Motors, new hires at General Motors and Abu Dhabi Ports, and lots more. Job leads are in public utilities, manufacturing, and dentists; and don’t forget our…

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cybersecurity

Two Insurers Nailed on Data Breaches

By Matt Kelly | November 26, 2024 |

Just in time for Thanksgiving, regulators in New York have served up a double helping of cybersecurity enforcement, against two large insurance firms that repeatedly failed to remediate known weaknesses in their IT systems that left customers’ personal data vulnerable to thieves. The New York attorney general and the Department of Financial Services announced their…

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About Us

Technically, Radical Compliance is the personal blog of Matt Kelly, long-time writer and observer of the corporate compliance and GRC scene. I was a writer, editor, and publisher at Compliance Week, 2003 through 2015; some of you may know me from my career there. I also speak frequently at compliance conferences and other events, and will pretty much shoot the breeze on any compliance topic with anyone who asks.