New Rankings on AI Models, Compliance Work

AI models

New research released this week shows that just about all artificial intelligence models are now quite good at handling just about all the tasks that compliance teams need done on daily basis — but, as usual with AI, that conclusion raises new questions for compliance officers even as it answers old ones. Let’s start with…

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Fed Official Talks AI, Says Little

AI

The head of banking supervision at the Federal Reserve gave a speech Friday about artificial intelligence in the banking sector, with lots of talk on on the importance of allowing AI innovation and not much on the regulatory oversight and risk management practices that might help banks to avoid AI risks. Audit, compliance, and risk…

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More on Vendor AI Risks

vendor risk

A compliance officer called me the other day to get my opinion on a question. If one of your technology vendors upgrades its systems to introduce artificial intelligence capabilities, and your employees immediately start using that AI-enhanced application with abandon, would that count as a violation of some policy against shadow AI that you might…

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Notes on AI and Vendor Risk

AI

Third-party risk is never far from the chief compliance officer’s mind, so today let’s review a recent report on third-party risk management programs that spotlighted a few emerging issues — mostly around artificial intelligence, naturally — that are driving compliance officers up the wall. The report comes from Ncontracts, a firm that sells third-party risk…

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McKinsey’s Near-Miss AI Breach

McKinsey

Here’s a cybersecurity fiasco for our AI-drenched times: consulting firm McKinsey recently scrambled to fix security flaws in its in-house AI system that were discovered by a lone cybersecurity sleuth, who gained access to millions of internal messages and confidential client files.  The Financial Times reported the story on Thursday, and everything about this tale…

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Report: AI Driving Fraud, Anti-Fraud Hiring

fraud

Who says artificial intelligence is erasing all the jobs for compliance and internal audit professionals? Not the anti-fraud crowd, apparently! A survey of more than 1,000 anti-fraud leaders finds the vast majority of them plan to increase their use of AI and their human staffing, mostly because AI is revealing just how much fraud they…

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The Question That Block’s Layoffs Poses

Block

If you’re one of the many white-collar workers quietly freaking out over the possibility that artificial intelligence will wipe out your career, then like me, you probably saw the news yesterday that payments company Block is cutting its workforce by 40 percent — thanks to the power of AI, according to chief executive Jack Dorsey.…

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COSO Guidance on Generative AI Risks!

COSO

COSO has released new guidance on how businesses can manage the risks of generative artificial intelligence, warning that generative AI is moving into corporate organizations “far faster than traditional governance models anticipated” and bringing a host of new risks that need attention sooner rather than later.  The guidance, 30 pages of how to fit COSO’s…

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The Many Risks of Mandating Employee AI Usage

AI

Here’s a thorny question quickly bubbling into existence at the intersection of HR, risk management, corporate ethics, regulatory compliance, and technology. To what extent should a company require its employees to use artificial intelligence as part of their jobs?  This is on my mind because numerous stories have streaked across the headlines lately of companies…

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RFK Jr. and an Insidious AI Risk

RFK Jr.

We have not yet had occasion on this blog to discuss Robert Kennedy Jr. and his job running the Department of Health and Human Services; but alas, our luck has run out. Kennedy just unveiled plans for a new artificial intelligence tool at HHS, and we have important lessons here about AI and the risks…

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