Posts Tagged ‘wells fargo’
Risky Talk: Compliance Officers and CEO Pay
Should the chief compliance officer have a role in setting executive pay? That was a big question asked at the Society of Corporate Compliance & Ethics annual conference this week. You couldn’t escape the subject. More than 1,700 compliance professionals had gathered to talk about good corporate conduct, and we had examples of bad corporate conduct…
Read MoreFitting the Fraud Triangle to Wells Fargo
This week I had the good fortune to participate in a compliance forum hosted by Thomson Reuters here in Boston, talking about how to engage with front-line employees to foster a strong compliance program. The conversation was excellent, especially because we had an example ripped from the headlines of how not to manage compliance in…
Read More