News
Compliance Jobs Report: July 3
An early edition of the Compliance Jobs Report this week in honor of the July 4th holiday! We have news from Lowe’s, Sony, AirBnB, CBRE, Northern Trust, Syneos Health, Westpac, and many more. Job leads are in banking, retail, and engineering; and Meme of the Week goes out to fireworks displays. We also take any…
Read MoreDC Dithers Over PCAOB, State AI Laws
Time to revisit the policy-making nuttiness in Washington! Several measures relevant to compliance and audit professionals have gone through twists and turns lately as Republicans struggle to pass a budget bill that nobody likes, and we should ponder the potential implications for your compliance efforts back home. First (and somewhat to my surprise) Senate Republicans…
Read MoreCompliance Jobs Report: June 27
This week the Compliance Jobs Report has a departure at Nike, a retirement at Georgetown, a new hire at Wake Forest, a promotion at the Olympics, and other personnel news from Cheniere Energy, Walmart, Cardinal Health, Spirit AeroSystems, and many more. Job leads are in AI, banking, and coffee; Meme of the Week goes out…
Read MoreCompliance Jobs Report: June 20
This week the Compliance Jobs Report has new hires at T-Mobile, United Airlines, Solventum, Ericsson, Citibank, and many more. We also have promotions at Fannie Mae, Walmart, iRobot, and elsewhere; plus job leads in electric vehicles, nuclear power, and industrial equipment. Meme of the Week goes out to AI productivity gains! Always remember that we…
Read MoreFINRA Sanctions Two Compliance Officers
Corporate compliance officers are always interested in regulatory enforcement actions against one of their own, so today let’s take a close look at an enforcement action against two compliance officers handed down earlier this week for poor oversight of their firm’s compliance program. The enforcement action came from FINRA, the regulator for broker-dealer firms. The…
Read MoreTexas Firm Notches NPA on Sanctions Woes
A private equity firm in Texas has avoided prosecution for egregious sanctions violations committed by one of its portfolio companies, in a case that offers all sorts of lessons about corporate compliance in the Trump 2.0 Administration. Let’s take a look. The PE firm in question is White Deer Management, which in 2020 acquired a…
Read MoreCompliance Jobs Report: June 13
Another big Compliance Jobs Report this week. We have an update on the former CCO at Ferrari, two compliance folks leaving Victoria’s Secret, new hires at RealPage, Intuitive, Loews, Moneycorp, and Revolut; and a slew of promotions. Job leads are in banking, economic development, and utility poles; and Meme of the Week goes out to…
Read MoreThe New FCPA Era Arrives
Well, the Justice Department has published its much-anticipated guidelines for future enforcement of the Foreign Corrupt Practices Act — and honestly, they’re a bit anticlimactic. Nothing in the new policies should surprise anyone who’s been paying attention, and nothing in them should change your compliance program all that much. The policy changes came in two…
Read MoreCompliance Jobs Report: June 6
This week we have a few compliance hires at Tyson Foods, plus other hires at Unisys, Fanatics, American Express, Eaton, and many more. We also have promotions to note at TYLin, SwissRe, TeraCloud, Nokia, and elsewhere. Albemarle is recruiting for a new CCO, and other job leads are in real estate and healthcare. Meme of…
Read MoreReport: CCO Salaries Up 2.7%
A new salary survey finds that median chief compliance officer pay is up 2.7 percent this year — and while 40 percent of compliance officers say they are worried about job security, strong majorities also say they feel heard by senior management and would pursue compliance as a career again if they were starting over.…
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