Roy Snell, chief executive officer at the Society of Corporate Compliance & Ethics and the Health Care Compliance Association for 16 years, will retire in 2020. Snell announced the news on Tuesday afternoon, although rumors of his retirement had been circulating for several months. And Snell isn’t disappearing immediately, either: the plan is to bring…
Read MoreCompliance officers can’t ponder the threat of information risk enough these days—so to fill that need, I’ll be hosting a three-part webinar series starting next week to explore the subject. Set your calendars! Information risk intrigues me so much because it’s so hard to define, and therefore so slippery to address. Sure, once upon a…
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This week’s Compliance Jobs Report has new compliance officers appointed at Player’s Network, Gerson Lehrman Group, and Marvell Semiconductor. Columbia Sportswear just lost its GRC head to a software vendor, and we have some turnover in the regulatory world to report too. I gather these bits of information from LinkedIn, news alerts, and friends emailing…
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Let’s all be honest: the Securities and Exchange Commission is not known for a sense of humor. This is too bad, because at least some individual SEC employees I’ve met over the years have been quite funny. Their inner comedian yearns to break free in a litigation release or SEC comment letter, only to be…
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Even before Uber’s board met this weekend to consider putting CEO Travis Kalanick on leave, this company fascinated me. It should fascinate every compliance professional, really—since Uber demonstrates so many ways that things can go wrong through inattention to governance, ethics, and compliance. A full litany of Uber’s problems is available from a New York…
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A busy week for compliance jobs and personnel news! We have new compliance officers at Puma, MiraMed, BNP Paribas, and Alexion Pharmaceuticals. Promotions at a few other places, and compliance job openings at the Justice Department and National Commercial Vehicle. Read on… I gather these bits of information from LinkedIn, news alerts, and friends emailing…
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The Justice Department’s top official to oversee FCPA enforcement was nominated this week to serve as a federal district judge in Virginia, yet another departure from the executive branch leaving corporate compliance officers wondering who is in charge over there. The Trump Administration nominated Trevor McFadden earlier this week to the federal district of Virginia. McFadden…
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No surprise here: the Justice Department is parting ways with its in-house compliance counsel, Hui Chen, who had raised eyebrows lately with thinly veiled attacks against Donald Trump on social media. The department began advertising Wednesday for a new compliance counsel, and confirmed to the National Law Journal that, yes, Chen is departing after 20…
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On Monday the Justice Department charged a 25-year-old woman with leaking classified intelligence to the media. Say what you will about the woman’s patriotism, brains, or motivation. Compliance and audit executives have plenty of lessons to learn in this case-study of security controls in the modern era. The woman is Reality Leigh Winner. As you…
Read MoreCompliance officers already know that ever more often, your job intersects with the need for effective management of data. How companies do that can vary immensely from one organization to the next, but clearly this obligation is evolving toward a single, specific person overseeing that responsibility. So when I saw a recent paper exploring the…
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